800-53 · AU Audit and Accountability
AU-1
Policy and Procedures
frameworkNIST SP 800-53 Rev 5.2
sectionAU Audit and Accountability
csf 2.0GV.OC-03 GV.OV-01 GV.PO-01 GV.PO-02 GV.SC-03 ID.IM-01 ID.IM-02 ID.IM-03
topics—
frameworks2 0 4
Official texta. Develop, document, and disseminate to [Assignment: organization-defined organization-defined personnel or roles]:
1. [Selection (one or more): organization-level; mission/business process-level; system-level] audit and accountability policy that:
(a) Addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and
(b) Is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines; and
2. Procedures to facilitate the implementation of the audit and accountability policy and the associated audit and accountability controls;
b. Designate an [Assignment: organization-defined official] to manage the development, documentation, and dissemination of the audit and accountability policy and procedures; and
c. Review and update the current audit and accountability:
1. Policy [Assignment: organization-defined frequency] and following [Assignment: organization-defined events]; and
2. Procedures [Assignment: organization-defined frequency] and following [Assignment: organization-defined events].NIST SP 800-53 Rev 5.2 control statement (public domain)
1. [Selection (one or more): organization-level; mission/business process-level; system-level] audit and accountability policy that:
(a) Addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and
(b) Is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines; and
2. Procedures to facilitate the implementation of the audit and accountability policy and the associated audit and accountability controls;
b. Designate an [Assignment: organization-defined official] to manage the development, documentation, and dissemination of the audit and accountability policy and procedures; and
c. Review and update the current audit and accountability:
1. Policy [Assignment: organization-defined frequency] and following [Assignment: organization-defined events]; and
2. Procedures [Assignment: organization-defined frequency] and following [Assignment: organization-defined events].NIST SP 800-53 Rev 5.2 control statement (public domain)
Wrong or missing mapping? Report it
| Framework | Requirement | Title | Link | Source / reason |
|---|---|---|---|---|
| NIST CSF 2.0 | GV.PO-01GV.PO-02 | Policy for managing cybersecurity risks is established based on organizational context, cybersecurity strategy, and priorities and is communicated and enforced; Policy for managing cybersecurity risks is reviewed, updated, communicated, and enforced to reflect changes in requirements, threats, technology, and organizational mission | No mapping. Only shares CSF GV.PO-01, GV.PO-02: related, not a mapping | |
| ISO 27001 | A.5.1A.5.2A.5.4A.5.31A.5.36A.5.37Clause 5.2Clause 5.3Clause 7.5.1Clause 7.5.2Clause 7.5.3 | Policies for information security; Information security roles and responsibilities… | Crosswalk | NIST SP 800-53 → ISO 27001 mapping8 loosely related (not mappings)A.6.5 Responsibilities after termination or change of employment Only shares CSF GV.PO-01: related, not a mapping |
| CIS v8.1 | — | No requirement | No mapping in our data | No mapping in our data (most CIS links are editorial: CIS's published crosswalk covers 49 of 153 safeguards). |
| SOC 2 | CC1.1CC5.3 | Commitment to integrity and ethical values; Control activities deployed through policies and procedures | No mapping. Only shares CSF GV.PO-01, GV.PO-02: related, not a mapping | |
| PCI DSS | 12.1.21.1.12.1.13.1.1 | Security policy reviewed at least annually; Network security policies documented and kept current… | No mapping. Only shares CSF GV.PO-01, GV.PO-02: related, not a mapping+12 more loosely related (not mappings)4.1.1 Data-in-transit policies documented and kept current Only shares CSF GV.PO-02: related, not a mapping 5.1.1 Anti-malware policies documented and kept current Only shares CSF GV.PO-02: related, not a mapping 6.1.1 Secure systems and software policies documented Only shares CSF GV.PO-02: related, not a mapping 7.1.1 Access restriction policies documented and kept current Only shares CSF GV.PO-02: related, not a mapping …and 8 more in the downloads | |
| CMMC | — | No requirement | No mapping in our data | No mapping in our data. |
| HIPAA | §164.312(b)§164.316(b)(2)(ii)§164.316(b)(2)(iii) | Audit Controls; Availability… | Crosswalk | NIST HIPAA → SP 800-53 crosswalk20 loosely related (not mappings)§164.308(a)(1) Security Management Process Only shares CSF GV.OC-03, GV.OV-01, GV.PO-01, GV.PO-02…: related, not a mapping §164.308(a)(3) Workforce Security Only shares CSF GV.OC-03, GV.OV-01, GV.PO-01, GV.PO-02…: related, not a mapping §164.308(a)(3)(ii)(A) Authorization and/or Supervision Only shares CSF GV.OC-03, GV.OV-01, GV.PO-01, GV.PO-02…: related, not a mapping §164.308(a)(3)(ii)(B) Workforce Clearance Procedure Only shares CSF GV.OC-03, GV.OV-01, GV.PO-01, GV.PO-02…: related, not a mapping §164.308(a)(3)(ii)(C) Termination Procedures Only shares CSF GV.OC-03, GV.OV-01, GV.PO-01, GV.PO-02…: related, not a mapping §164.308(a)(4) Information Access Management Only shares CSF GV.OC-03, GV.OV-01, GV.PO-01, GV.PO-02…: related, not a mapping §164.308(a)(4)(ii)(B) Access Authorization Only shares CSF GV.OC-03, GV.OV-01, GV.PO-01, GV.PO-02…: related, not a mapping §164.308(a)(4)(ii)(C) Access Establishment and Modification Only shares CSF GV.OC-03, GV.OV-01, GV.PO-01, GV.PO-02…: related, not a mapping …and 12 more in the downloads |
| GDPR | Art.24(2) | Responsibility of the controller | No mapping. Only shares CSF GV.PO-01, GV.PO-02: related, not a mapping | |
| NIS2 | 1.16.1 | Policy on the security of network and information systems; Security in acquisition of ICT services, ICT systems or ICT products | No mapping. Only shares CSF GV.OC-03, GV.PO-01, GV.PO-02: related, not a mapping | |
| Essential Eight | — | No requirement | No mapping in our data | No mapping in our data (Essential Eight links are editorial only). |
| DORA | Art.5(2)(b)Art.6(5)Art.9(4)(a) | Governance and organisation; ICT risk management framework… | No mapping. Only shares CSF GV.PO-01, GV.PO-02: related, not a mapping | |
| CPS 234 | Para 18Para 19 | Maintain an information security policy framework; Policies direct everyone with security obligations | No mapping. Only shares CSF GV.PO-01, GV.PO-02: related, not a mapping | |
| Cyber Essentials | — | No requirement | No mapping in our data | No mapping in our data (Cyber Essentials covers five technical controls only). |
Crosswalk a published crosswalk (NIST, ENISA, CIS, PCI SSC) makes the link · Editorial ControlMapping's judgement where no crosswalk exists; the reason is shown · only shares a CSF 2.0 outcome: worth checking, not a mapping · No mapping in our data nothing mapped in our data; often new work, but check the coverage notes. How links are sourced.