DORA · Chapter V: ICT third-party risk
Art.29(1)
Preliminary assessment of ICT concentration risk at entity level
frameworkDORA (Regulation (EU) 2022/2554)
sectionChapter V: ICT third-party risk
csf 2.0GV.SC-01 GV.SC-03 GV.SC-05 GV.SC-09 ID.RA-09
topicsSupply Chain Risk
frameworks0 9 2
Official textWhen performing the identification and assessment of risks referred to in Article 28(4), point (c), financial entities shall also take into account whether the envisaged conclusion of a contractual arrangement in relation to ICT services supporting critical or important functions would lead to any of the following: Financial entities shall weigh the benefits and costs of alternative solutions, such as the use of different ICT third-party service providers, taking into account if and how envisaged solutions match the business needs and objectives set out in their digital resilience strategy.Regulation (EU) 2022/2554 (DORA), Official Journal of the European Union. © European Union, https://eur-lex.europa.eu (reuse authorised with acknowledgement; only the Official Journal text is authentic)
Wrong or missing mapping? Report it
| Framework | Requirement | Title | Link | Source / reason |
|---|---|---|---|---|
| NIST CSF 2.0 | GV.SC-01GV.SC-03GV.SC-05GV.SC-09ID.RA-09 | A cybersecurity supply chain risk management program, strategy, objectives, policies, and processes are established and agreed to by organizational stakeholders; Cybersecurity supply chain risk management is integrated into cybersecurity and enterprise risk management, risk assessment, and improvement processes… | Editorial | Same topic: Supply Chain Risk (editorial pick) |
| ISO 27001 | A.5.19A.5.21 | Information security in supplier relationships; Managing information security in the ICT supply chain | Editorial | Same topic: Supply Chain Risk (editorial pick)8 loosely related (not mappings)A.5.20 Addressing information security within supplier agreements Only shares CSF GV.SC-01, GV.SC-03, GV.SC-05, GV.SC-09…: related, not a mapping A.5.22 Monitoring, review and change management of supplier services Only shares CSF GV.SC-01, GV.SC-09, ID.RA-09: related, not a mapping Clause 8.1 Operational planning and control Only shares CSF GV.SC-01, GV.SC-03: related, not a mapping A.5.31 Legal, statutory, regulatory and contractual requirements Only shares CSF GV.SC-05: related, not a mapping Clause 4.2 Understanding the needs and expectations of interested parties Only shares CSF GV.SC-05: related, not a mapping |
| CIS v8.1 | CIS 15.2 | Establish and Maintain a Service Provider Management Policy | Editorial | Same topic: Supply Chain Risk (editorial pick) |
| SOC 2 | CC9.2 | Managing vendor and business partner risk | Editorial | Same topic: Supply Chain Risk (editorial pick) |
| PCI DSS | 6.3.212.8.1 | Inventory of custom software and its components; List of third-party service providers kept | Editorial | Same topic: Supply Chain Risk (editorial pick)18 loosely related (not mappings)6.4.3 Payment page scripts authorised and integrity-checked Only shares CSF GV.SC-01, GV.SC-03, GV.SC-09, ID.RA-09: related, not a mapping 6.3.1 Vulnerabilities identified and risk-ranked Only shares CSF GV.SC-01, GV.SC-03, GV.SC-09: related, not a mapping 11.6.1 Payment page changes and tampering detected Only shares CSF GV.SC-01, GV.SC-03, GV.SC-09: related, not a mapping 12.8.3 Due diligence before engaging service providers Only shares CSF GV.SC-01, GV.SC-03, GV.SC-05: related, not a mapping 12.8.5 Responsibilities split with each provider documented Only shares CSF GV.SC-01, GV.SC-05, GV.SC-09: related, not a mapping 6.2.3 Custom code reviewed before release Only shares CSF GV.SC-03, GV.SC-09: related, not a mapping 12.3.4 Hardware and software technologies reviewed annually Only shares CSF GV.SC-03, GV.SC-09: related, not a mapping …and 10 more in the downloads |
| CMMC | RA.L2-3.11.1 | Risk Assessments | No mapping. Only shares CSF GV.SC-03, GV.SC-05, GV.SC-09, ID.RA-09: related, not a mapping | |
| 800-53 | PM-30SR-2SR-3SR-11 | Supply Chain Risk Management Strategy; Supply Chain Risk Management Plan… | Editorial | Same topic: Supply Chain Risk (editorial pick) |
| HIPAA | §164.308(b)(4)§164.314(a)§164.314(a)(2)(i)§164.314(a)(2)(iii) | Written Contract or Other Arrangement; Business Associate Contracts or Other Arrangements… | No mapping. Only shares CSF GV.SC-05, GV.SC-09, ID.RA-09: related, not a mapping+30 more loosely related (not mappings)§164.308(b)(1) Business Associate Contracts and Other Arrangements Only shares CSF GV.SC-05, GV.SC-09: related, not a mapping …and 26 more in the downloads | |
| GDPR | Art.28(1) | Processor | Editorial | Same topic: Supply Chain Risk (editorial pick) |
| NIS2 | 5.16.1 | Supply chain security policy; Security in acquisition of ICT services, ICT systems or ICT products | Editorial | Same topic: Supply Chain Risk (editorial pick) |
| Essential Eight | — | No requirement | No mapping in our data | No mapping in our data (Essential Eight links are editorial only). |
| CPS 234 | Para 16Para 22 | Assess third parties' information security capability; Evaluate the design of third parties' controls | Editorial | Same topic: Supply Chain Risk (editorial pick) |
| Cyber Essentials | — | No requirement | No mapping in our data | No mapping in our data (Cyber Essentials covers five technical controls only). |
Crosswalk a published crosswalk (NIST, ENISA, CIS, PCI SSC) makes the link · Editorial ControlMapping's judgement where no crosswalk exists; the reason is shown · only shares a CSF 2.0 outcome: worth checking, not a mapping · No mapping in our data nothing mapped in our data; often new work, but check the coverage notes. How links are sourced.