Managing vendor and business partner risk

frameworkSOC 2 (Trust Services Criteria) sectionCC9 Risk mitigation csf 2.0DE.CM-06 GV.SC-01 GV.SC-03 GV.SC-04 GV.SC-05 GV.SC-06 GV.SC-07 GV.SC-09 ID.AM-04 ID.RA-09 ID.RA-10 PR.IR-01 PR.PS-01 topicsSupply Chain Risk, Cloud Security, Vendor Risk Mgmt frameworks0 12 0

Official text · not licensableSummary (ControlMapping's wording): Managing vendor and business partner risk. The criterion text is AICPA's copyright.

gap from SOC 2 → gap to SOC 2 →

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Equivalents of CC9.2 in other frameworks
Framework	Requirement	Title	Link	Source / reason
NIST CSF 2.0	DE.CM-06 GV.SC-01 GV.SC-03 GV.SC-04 GV.SC-05 GV.SC-06 GV.SC-07 GV.SC-09 ID.AM-04 ID.RA-09 ID.RA-10 PR.IR-01 PR.PS-01	External service provider activities and services are monitored to find potentially adverse events; A cybersecurity supply chain risk management program, strategy, objectives, policies, and processes are established and agreed to by organizational stakeholders…	Editorial	Same topic: Vendor Risk Mgmt, Supply Chain Risk, Cloud Security (editorial pick)
ISO 27001	A.5.19 A.5.20 A.5.21 A.5.22 A.5.23	Information security in supplier relationships; Addressing information security within supplier agreements…	Editorial	Same topic: Supply Chain Risk, Vendor Risk Mgmt, Cloud Security (editorial pick) 16 loosely related (not mappings) A.5.31 Legal, statutory, regulatory and contractual requirements Loosely related Only shares CSF GV.SC-05, GV.SC-06, GV.SC-07: related, not a mapping Clause 6.1.1 General Loosely related Only shares CSF GV.SC-04, GV.SC-07, GV.SC-09: related, not a mapping Clause 6.1.2 Information security risk assessment Loosely related Only shares CSF GV.SC-04, GV.SC-07, GV.SC-09: related, not a mapping A.5.1 Policies for information security Loosely related Only shares CSF GV.SC-01, GV.SC-03: related, not a mapping Clause 4.2 Understanding the needs and expectations of interested parties Loosely related Only shares CSF GV.SC-05, GV.SC-06: related, not a mapping Clause 6.1.3 Information security risk treatment Loosely related Only shares CSF GV.SC-04, GV.SC-07: related, not a mapping Clause 8.1 Operational planning and control Loosely related Only shares CSF GV.SC-01, GV.SC-03: related, not a mapping A.6.7 Remote working Loosely related Only shares CSF PR.PS-01: related, not a mapping …and 8 more in the downloads
CIS v8.1	CIS 15.1 CIS 15.2 CIS 15.3 CIS 15.4 CIS 15.5 CIS 15.6 CIS 15.7	Establish and Maintain an Inventory of Service Providers; Establish and Maintain a Service Provider Management Policy…	Editorial	Same topic: Cloud Security, Vendor Risk Mgmt, Supply Chain Risk (editorial pick) 35 loosely related (not mappings) CIS 1.2 Address Unauthorized Assets Loosely related Only shares CSF ID.AM-04: related, not a mapping CIS 1.3 Utilize an Active Discovery Tool Loosely related Only shares CSF ID.AM-04: related, not a mapping CIS 1.4 Use Dynamic Host Configuration Protocol (DHCP) Logging to Update Enterprise Asset Inventory Loosely related Only shares CSF ID.AM-04: related, not a mapping CIS 1.5 Use a Passive Asset Discovery Tool Loosely related Only shares CSF ID.AM-04: related, not a mapping CIS 2.3 Address Unauthorized Software Loosely related Only shares CSF ID.AM-04: related, not a mapping CIS 2.4 Utilize Automated Software Inventory Tools Loosely related Only shares CSF ID.AM-04: related, not a mapping CIS 3.12 Segment Data Processing and Storage Based on Sensitivity Loosely related Only shares CSF PR.IR-01: related, not a mapping CIS 4.1 Establish and Maintain a Secure Configuration Process Loosely related Only shares CSF PR.PS-01: related, not a mapping …and 27 more in the downloads
PCI DSS	6.3.2 12.8.1 12.8.2 12.8.3 12.8.4 12.8.5	Inventory of custom software and its components; List of third-party service providers kept…	Editorial	Same topic: Supply Chain Risk, Cloud Security, Vendor Risk Mgmt (editorial pick) 30 loosely related (not mappings) 6.4.3 Payment page scripts authorised and integrity-checked Loosely related Only shares CSF GV.SC-01, GV.SC-03, GV.SC-07, GV.SC-09…: related, not a mapping 1.2.4 Accurate account-data flow diagram maintained Loosely related Only shares CSF GV.SC-01, GV.SC-04, GV.SC-06, GV.SC-07…: related, not a mapping 6.3.1 Vulnerabilities identified and risk-ranked Loosely related Only shares CSF GV.SC-01, GV.SC-03, GV.SC-07, GV.SC-09: related, not a mapping 11.6.1 Payment page changes and tampering detected Loosely related Only shares CSF GV.SC-01, GV.SC-03, GV.SC-07, GV.SC-09: related, not a mapping 1.2.3 Accurate network diagram maintained Loosely related Only shares CSF GV.SC-01, GV.SC-06, PR.IR-01: related, not a mapping 12.5.2 PCI DSS scope confirmed annually and on change Loosely related Only shares CSF GV.SC-04, GV.SC-06, GV.SC-07: related, not a mapping 12.9.1 Service providers acknowledge responsibilities to customers Loosely related Only shares CSF GV.SC-01, GV.SC-05, GV.SC-07: related, not a mapping 12.9.2 Service providers support customer compliance requests Loosely related Only shares CSF GV.SC-01, GV.SC-05, GV.SC-07: related, not a mapping …and 22 more in the downloads
CMMC	AC.L2-3.1.20	External Connections	Editorial	Same topic: Cloud Security (editorial pick) 23 loosely related (not mappings) RA.L2-3.11.1 Risk Assessments Loosely related Only shares CSF GV.SC-03, GV.SC-04, GV.SC-05, GV.SC-06…: related, not a mapping CM.L2-3.4.9 User-Installed Software Loosely related Only shares CSF DE.CM-06, PR.PS-01: related, not a mapping AC.L2-3.1.2 Transaction & Function Control Loosely related Only shares CSF PR.IR-01: related, not a mapping AC.L2-3.1.3 Control CUI Flow Loosely related Only shares CSF PR.IR-01: related, not a mapping AC.L2-3.1.21 Portable Storage Use Loosely related Only shares CSF ID.AM-04: related, not a mapping CA.L2-3.12.3 Security Control Monitoring Loosely related Only shares CSF DE.CM-06: related, not a mapping CM.L2-3.4.1 System Baselining Loosely related Only shares CSF PR.PS-01: related, not a mapping CM.L2-3.4.2 Security Configuration Enforcement Loosely related Only shares CSF PR.PS-01: related, not a mapping …and 15 more in the downloads
800-53	AC-20 PM-30 SA-4 SA-9 SR-2 SR-3 SR-6 SR-11	Use of External Systems; Supply Chain Risk Management Strategy…	Editorial	Same topic: Cloud Security, Supply Chain Risk, Vendor Risk Mgmt (editorial pick) 39 loosely related (not mappings) SR-5 Acquisition Strategies, Tools, and Methods Loosely related Only shares CSF GV.SC-05, GV.SC-06, GV.SC-09, ID.RA-09: related, not a mapping PM-9 Risk Management Strategy Loosely related Only shares CSF GV.SC-03, GV.SC-09: related, not a mapping PM-31 Continuous Monitoring Strategy Loosely related Only shares CSF GV.SC-03, GV.SC-09: related, not a mapping RA-3 Risk Assessment Loosely related Only shares CSF GV.SC-03, GV.SC-09: related, not a mapping RA-7 Risk Response Loosely related Only shares CSF GV.SC-03, GV.SC-09: related, not a mapping RA-9 Criticality Analysis Loosely related Only shares CSF GV.SC-04, GV.SC-07: related, not a mapping SR-10 Inspection of Systems or Components Loosely related Only shares CSF GV.SC-05, ID.RA-09: related, not a mapping AC-3 Access Enforcement Loosely related Only shares CSF PR.IR-01: related, not a mapping …and 31 more in the downloads
HIPAA	§164.308(b)(1)§164.314(a)	Business Associate Contracts and Other Arrangements; Business Associate Contracts or Other Arrangements	Editorial	Same topic: Cloud Security, Vendor Risk Mgmt (editorial pick) 37 loosely related (not mappings) §164.308(b)(4) Written Contract or Other Arrangement Loosely related Only shares CSF DE.CM-06, GV.SC-04, GV.SC-05, GV.SC-06…: related, not a mapping §164.314(a)(2)(i) Business Associate Contracts Loosely related Only shares CSF DE.CM-06, GV.SC-04, GV.SC-05, GV.SC-06…: related, not a mapping §164.314(a)(2)(iii) Business associate contracts with subcontractors Loosely related Only shares CSF DE.CM-06, GV.SC-04, GV.SC-05, GV.SC-06…: related, not a mapping §164.314(a)(2)(ii) Other Arrangements Loosely related Only shares CSF DE.CM-06, GV.SC-04, GV.SC-05, GV.SC-06…: related, not a mapping §164.314(b)(2)(iii) Group Health Plan Implementation Specification Loosely related Only shares CSF DE.CM-06, GV.SC-04, GV.SC-05, GV.SC-06…: related, not a mapping §164.308(a)(3)(ii)(A) Authorization and/or Supervision Loosely related Only shares CSF DE.CM-06, GV.SC-03, PR.IR-01: related, not a mapping §164.308(a)(4)(ii)(B) Access Authorization Loosely related Only shares CSF DE.CM-06, GV.SC-03, PR.IR-01: related, not a mapping §164.308(a)(1)(ii)(A) Risk Analysis Loosely related Only shares CSF GV.SC-03, GV.SC-09: related, not a mapping …and 29 more in the downloads
GDPR	Art.28(1)Art.28(3)	Processor; Processor	Editorial	Same topic: Supply Chain Risk, Cloud Security, Vendor Risk Mgmt (editorial pick) 1 loosely related (not mappings) Art.30(1) Records of processing activities Loosely related Only shares CSF ID.AM-04: related, not a mapping
NIS2	5.1 5.2 6.1	Supply chain security policy; Directory of suppliers and service providers…	Editorial	Same topic: Supply Chain Risk, Vendor Risk Mgmt, Cloud Security (editorial pick) 5 loosely related (not mappings) 13.1 Supporting utilities Loosely related Only shares CSF DE.CM-06, ID.RA-10: related, not a mapping 6.3 Configuration management Loosely related Only shares CSF PR.PS-01: related, not a mapping 6.7 Network security Loosely related Only shares CSF PR.IR-01: related, not a mapping 6.8 Network segmentation Loosely related Only shares CSF PR.IR-01: related, not a mapping 12.4 Asset inventory Loosely related Only shares CSF ID.AM-04: related, not a mapping
Essential Eight	ISM-1412 ISM-1485 ISM-1486 ISM-1487	Web browsers are hardened using ASD and vendor hardening guidance, with the most…; Web browsers do not process web advertisements from the internet…	Loosely related	No mapping. Only shares CSF PR.PS-01: related, not a mapping +28 more loosely related (not mappings) ISM-1488 Microsoft Office macros in files originating from the internet are blocked Loosely related Only shares CSF PR.PS-01: related, not a mapping ISM-1489 Microsoft Office macro security settings cannot be changed by human users Loosely related Only shares CSF PR.PS-01: related, not a mapping ISM-1542 Microsoft Office is configured to prevent activation of Object Linking and Embedding… Loosely related Only shares CSF PR.PS-01: related, not a mapping ISM-1585 Web browser security settings cannot be changed by human users Loosely related Only shares CSF PR.PS-01: related, not a mapping …and 24 more in the downloads
DORA	Art.28(2)Art.28(3)Art.28(4)Art.28(5)Art.28(8)Art.29(1)Art.29(2)Art.30(2)Art.30(3)	General principles; General principles…	Editorial	Same topic: Supply Chain Risk, Vendor Risk Mgmt, Cloud Security (editorial pick) 4 loosely related (not mappings) Art.8(1) Identification Loosely related Only shares CSF ID.AM-04: related, not a mapping Art.8(4) Identification Loosely related Only shares CSF ID.AM-04: related, not a mapping Art.8(6) Identification Loosely related Only shares CSF ID.AM-04: related, not a mapping Art.9(4)(b) Protection and prevention Loosely related Only shares CSF PR.IR-01: related, not a mapping
CPS 234	Para 16 Para 22 Para 28 Para 34	Assess third parties' information security capability; Evaluate the design of third parties' controls…	Editorial	Same topic: Supply Chain Risk, Vendor Risk Mgmt (editorial pick) 1 loosely related (not mappings) Para 20 Classify information assets by criticality and sensitivity Loosely related Only shares CSF ID.AM-04: related, not a mapping
Cyber Essentials	CE 4	User Access Control	Editorial	Same topic: Cloud Security (editorial pick) 3 loosely related (not mappings) CE 1 Firewalls Loosely related Only shares CSF PR.IR-01: related, not a mapping CE 2 Secure Configuration Loosely related Only shares CSF PR.PS-01: related, not a mapping CE 3 Security Update Management Loosely related Only shares CSF ID.AM-04: related, not a mapping

Crosswalk a published crosswalk (NIST, ENISA, CIS, PCI SSC) makes the link · Editorial ControlMapping's judgement where no crosswalk exists; the reason is shown · Loosely related only shares a CSF 2.0 outcome: worth checking, not a mapping · No mapping in our data nothing mapped in our data; often new work, but check the coverage notes. How links are sourced.