框架
NIST SP 800-53 Rev 5.2
概述
NIST 的安全与隐私控制目录共 20 个族，包含增强项。第 5 版（发布版本 5.2）为现行版本。SP 800-53B 中的基线为低、中、高影响级别的系统分别选定控制措施。ControlMapping 列出基础控制措施；仅当某主题采用增强项时，才会显示相应增强项。
适用人群
美国联邦机构及其系统（FISMA）、寻求 FedRAMP 授权的云服务提供商，以及希望获得全面控制库的组织。
评估方式
通过 NIST 风险管理框架实施：对系统进行分类，选择基线，实施控制，开展评估（SP 800-53A），获得运行授权，并持续监控。FedRAMP 评估须由经认可的第三方评估机构执行。
300
基础控制措施
209
映射到其他框架
100%
已覆盖主题（50/50）
计数：Rev 5.2 基础控制措施；增强项不单独列出。
对比分析
要求
要求编号和标题均按各框架官方发布的英文原文显示。
| ID | 要求 | 主题 | 映射于 |
|---|---|---|---|
| AC Access Control · 23 | |||
| AC-1 | Policy and Procedures | — | 2 / 13 |
| AC-2 | Account Management | 访问控制 | 11 / 13 |
| AC-3 | Access Enforcement | 访问控制, 零信任 | 11 / 13 |
| AC-4 | Information Flow Enforcement | 防火墙 / 网络分段, 零信任, DLP | 10 / 13 |
| AC-5 | Separation of Duties | — | 3 / 13 |
| AC-6 | Least Privilege | 零信任 | 8 / 13 |
| AC-7 | Unsuccessful Logon Attempts | — | 2 / 13 |
| AC-8 | System Use Notification | — | 2 / 13 |
| AC-9 | Previous Logon Notification | — | 1 / 13 |
| AC-10 | Concurrent Session Control | — | |
| AC-11 | Device Lock | — | 3 / 13 |
| AC-12 | Session Termination | — | 2 / 13 |
| AC-14 | Permitted Actions Without Identification or Authentication | — | |
| AC-16 | Security and Privacy Attributes | — | 1 / 13 |
| AC-17 | Remote Access | — | 3 / 13 |
| AC-18 | Wireless Access | — | 2 / 13 |
| AC-19 | Access Control for Mobile Devices | 移动安全 | 7 / 13 |
| AC-20 | Use of External Systems | 云安全 | 11 / 13 |
| AC-21 | Information Sharing | — | 无 |
| AC-22 | Publicly Accessible Content | — | 1 / 13 |
| AC-23 | Data Mining Protection | — | 无 |
| AC-24 | Access Control Decisions | — | 1 / 13 |
| AC-25 | Reference Monitor | — | 无 |
| AT Awareness and Training · 5 | |||
| AT-1 | Policy and Procedures | — | 2 / 13 |
| AT-2 | Literacy Training and Awareness | 意识与培训 | 10 / 13 |
| AT-3 | Role-based Training | 意识与培训 | 10 / 13 |
| AT-4 | Training Records | — | 1 / 13 |
| AT-6 | Training Feedback | — | 无 |
| AU Audit and Accountability · 15 | |||
| AU-1 | Policy and Procedures | — | 2 / 13 |
| AU-2 | Event Logging | 日志与审计 | 10 / 13 |
| AU-3 | Content of Audit Records | 日志与审计 | 10 / 13 |
| AU-4 | Audit Log Storage Capacity | — | 2 / 13 |
| AU-5 | Response to Audit Logging Process Failures | — | 1 / 13 |
| AU-6 | Audit Record Review, Analysis, and Reporting | 异常检测, SIEM / SOC | 10 / 13 |
| AU-7 | Audit Record Reduction and Report Generation | 取证分析 | 8 / 13 |
| AU-8 | Time Stamps | — | 3 / 13 |
| AU-9 | Protection of Audit Information | — | 2 / 13 |
| AU-10 | Non-repudiation | — | 1 / 13 |
| AU-11 | Audit Record Retention | 日志与审计 | 10 / 13 |
| AU-12 | Audit Record Generation | 日志与审计 | 10 / 13 |
| AU-13 | Monitoring for Information Disclosure | 内部威胁 | 8 / 13 |
| AU-14 | Session Audit | — | 1 / 13 |
| AU-16 | Cross-organizational Audit Logging | — | |
| CA Assessment, Authorization and Monitoring · 8 | |||
| CA-1 | Policy and Procedures | — | 2 / 13 |
| CA-2 | Control Assessments | 合规 | 10 / 13 |
| CA-3 | Information Exchange | — | 2 / 13 |
| CA-5 | Plan of Action and Milestones | — | 2 / 13 |
| CA-6 | Authorization | — | 2 / 13 |
| CA-7 | Continuous Monitoring | 持续监控 | 10 / 13 |
| CA-8 | Penetration Testing | 漏洞管理 | 13 / 13 |
| CA-9 | Internal System Connections | — | |
| CM Configuration Management · 14 | |||
| CM-1 | Policy and Procedures | — | 2 / 13 |
| CM-2 | Baseline Configuration | 安全配置 | 9 / 13 |
| CM-3 | Configuration Change Control | — | 2 / 13 |
| CM-4 | Impact Analyses | — | 2 / 13 |
| CM-5 | Access Restrictions for Change | — | 2 / 13 |
| CM-6 | Configuration Settings | 安全配置 | 9 / 13 |
| CM-7 | Least Functionality | 安全配置 | 9 / 13 |
| CM-8 | System Component Inventory | 资产管理 | 13 / 13 |
| CM-9 | Configuration Management Plan | — | 1 / 13 |
| CM-10 | Software Usage Restrictions | — | 1 / 13 |
| CM-11 | User-installed Software | — | 2 / 13 |
| CM-12 | Information Location | — | |
| CM-13 | Data Action Mapping | — | |
| CM-14 | Signed Components | — | 无 |
| CP Contingency Planning · 12 | |||
| CP-1 | Policy and Procedures | — | 2 / 13 |
| CP-2 | Contingency Plan | 恢复规划 | 9 / 13 |
| CP-3 | Contingency Training | — | 2 / 13 |
| CP-4 | Contingency Plan Testing | — | 2 / 13 |
| CP-6 | Alternate Storage Site | 备份与恢复 | 11 / 13 |
| CP-7 | Alternate Processing Site | 业务连续性, 灾难恢复 | 10 / 13 |
| CP-8 | Telecommunications Services | — | 2 / 13 |
| CP-9 | System Backup | 备份与恢复 | 11 / 13 |
| CP-10 | System Recovery and Reconstitution | 恢复规划, 沟通与恢复, 灾难恢复 | 11 / 13 |
| CP-11 | Alternate Communications Protocols | — | 1 / 13 |
| CP-12 | Safe Mode | — | 无 |
| CP-13 | Alternative Security Mechanisms | — | 1 / 13 |
| IA Identification and Authentication · 13 | |||
| IA-1 | Policy and Procedures | — | 2 / 13 |
| IA-2 | Identification and Authentication (Organizational Users) | 零信任 | 8 / 13 |
| IA-3 | Device Identification and Authentication | — | 2 / 13 |
| IA-4 | Identifier Management | — | 3 / 13 |
| IA-5 | Authenticator Management | — | 2 / 13 |
| IA-6 | Authentication Feedback | — | 2 / 13 |
| IA-7 | Cryptographic Module Authentication | — | |
| IA-8 | Identification and Authentication (Non-organizational Users) | — | 2 / 13 |
| IA-9 | Service Identification and Authentication | API 安全 | 5 / 13 |
| IA-10 | Adaptive Authentication | — | |
| IA-11 | Re-authentication | — | 1 / 13 |
| IA-12 | Identity Proofing | — | |
| IA-13 | Identity Providers and Authorization Servers | — | |
| IR Incident Response · 9 | |||
| IR-1 | Policy and Procedures | — | 2 / 13 |
| IR-2 | Incident Response Training | 事件响应 | 12 / 13 |
| IR-3 | Incident Response Testing | 事件响应 | 12 / 13 |
| IR-4 | Incident Handling | 事件响应, 缓解, 经验教训 | 12 / 13 |
| IR-5 | Incident Monitoring | SIEM / SOC | 10 / 13 |
| IR-6 | Incident Reporting | 报告, 沟通与恢复 | 12 / 13 |
| IR-7 | Incident Response Assistance | 沟通 | 9 / 13 |
| IR-8 | Incident Response Plan | 事件响应 | 12 / 13 |
| IR-9 | Information Spillage Response | — | 1 / 13 |
| MA Maintenance · 7 | |||
| MA-1 | Policy and Procedures | — | 2 / 13 |
| MA-2 | Controlled Maintenance | — | 3 / 13 |
| MA-3 | Maintenance Tools | — | 2 / 13 |
| MA-4 | Nonlocal Maintenance | — | 2 / 13 |
| MA-5 | Maintenance Personnel | — | 2 / 13 |
| MA-6 | Timely Maintenance | — | 2 / 13 |
| MA-7 | Field Maintenance | — | 无 |
| MP Media Protection · 8 | |||
| MP-1 | Policy and Procedures | — | 2 / 13 |
| MP-2 | Media Access | — | 3 / 13 |
| MP-3 | Media Marking | — | 3 / 13 |
| MP-4 | Media Storage | — | 3 / 13 |
| MP-5 | Media Transport | — | 3 / 13 |
| MP-6 | Media Sanitization | — | 3 / 13 |
| MP-7 | Media Use | — | 2 / 13 |
| MP-8 | Media Downgrading | — | |
| PE Physical and Environmental Protection · 22 | |||
| PE-1 | Policy and Procedures | — | 2 / 13 |
| PE-2 | Physical Access Authorizations | 物理安全 | 8 / 13 |
| PE-3 | Physical Access Control | 物理安全 | 8 / 13 |
| PE-4 | Access Control for Transmission | — | 3 / 13 |
| PE-5 | Access Control for Output Devices | — | 3 / 13 |
| PE-6 | Monitoring Physical Access | 物理安全 | 8 / 13 |
| PE-8 | Visitor Access Records | 物理安全 | 8 / 13 |
| PE-9 | Power Equipment and Cabling | — | 1 / 13 |
| PE-10 | Emergency Shutoff | — | 1 / 13 |
| PE-11 | Emergency Power | — | 1 / 13 |
| PE-12 | Emergency Lighting | — | 1 / 13 |
| PE-13 | Fire Protection | 物理安全 | 8 / 13 |
| PE-14 | Environmental Controls | 物理安全 | 8 / 13 |
| PE-15 | Water Damage Protection | — | 1 / 13 |
| PE-16 | Delivery and Removal | — | 2 / 13 |
| PE-17 | Alternate Work Site | — | 3 / 13 |
| PE-18 | Location of System Components | — | 2 / 13 |
| PE-19 | Information Leakage | — | 1 / 13 |
| PE-20 | Asset Monitoring and Tracking | — | 2 / 13 |
| PE-21 | Electromagnetic Pulse Protection | — | 无 |
| PE-22 | Component Marking | — | 1 / 13 |
| PE-23 | Facility Location | — | 1 / 13 |
| PL Planning · 8 | |||
| PL-1 | Policy and Procedures | 治理政策 | 9 / 13 |
| PL-2 | System Security and Privacy Plans | — | 3 / 13 |
| PL-4 | Rules of Behavior | — | 2 / 13 |
| PL-7 | Concept of Operations | — | 1 / 13 |
| PL-8 | Security and Privacy Architectures | — | 1 / 13 |
| PL-9 | Central Management | — | 无 |
| PL-10 | Baseline Selection | — | 无 |
| PL-11 | Baseline Tailoring | — | 无 |
| PM Program Management · 32 | |||
| PM-1 | Information Security Program Plan | 治理政策 | 9 / 13 |
| PM-2 | Information Security Program Leadership Role | 角色与职责 | 9 / 13 |
| PM-3 | Information Security and Privacy Resources | — | 1 / 13 |
| PM-4 | Plan of Action and Milestones Process | 合规 | 10 / 13 |
| PM-5 | System Inventory | 资产管理 | 13 / 13 |
| PM-6 | Measures of Performance | 合规 | 10 / 13 |
| PM-7 | Enterprise Architecture | — | |
| PM-8 | Critical Infrastructure Plan | — | |
| PM-9 | Risk Management Strategy | 风险管理 | 10 / 13 |
| PM-10 | Authorization Process | — | 1 / 13 |
| PM-11 | Mission and Business Process Definition | 业务环境 | 5 / 13 |
| PM-12 | Insider Threat Program | 内部威胁 | 8 / 13 |
| PM-13 | Security and Privacy Workforce | — | 1 / 13 |
| PM-14 | Testing, Training, and Monitoring | — | 1 / 13 |
| PM-15 | Security and Privacy Groups and Associations | 威胁情报 | 6 / 13 |
| PM-16 | Threat Awareness Program | 威胁情报 | 6 / 13 |
| PM-17 | Protecting Controlled Unclassified Information on External Systems | — | 无 |
| PM-18 | Privacy Program Plan | — | 1 / 13 |
| PM-19 | Privacy Program Leadership Role | — | |
| PM-20 | Dissemination of Privacy Program Information | — | 无 |
| PM-21 | Accounting of Disclosures | — | 无 |
| PM-22 | Personally Identifiable Information Quality Management | — | |
| PM-23 | Data Governance Body | — | |
| PM-24 | Data Integrity Board | — | |
| PM-25 | Minimization of Personally Identifiable Information Used in Testing, Training, and Research | — | 无 |
| PM-26 | Complaint Management | — | 无 |
| PM-27 | Privacy Reporting | — | 无 |
| PM-28 | Risk Framing | 风险管理 | 10 / 13 |
| PM-29 | Risk Management Program Leadership Roles | 角色与职责 | 9 / 13 |
| PM-30 | Supply Chain Risk Management Strategy | 供应链风险 | 9 / 13 |
| PM-31 | Continuous Monitoring Strategy | — | 1 / 13 |
| PM-32 | Purposing | — | 无 |
| PS Personnel Security · 9 | |||
| PS-1 | Policy and Procedures | — | 2 / 13 |
| PS-2 | Position Risk Designation | — | 1 / 13 |
| PS-3 | Personnel Screening | — | 3 / 13 |
| PS-4 | Personnel Termination | — | 3 / 13 |
| PS-5 | Personnel Transfer | — | 3 / 13 |
| PS-6 | Access Agreements | — | 2 / 13 |
| PS-7 | External Personnel Security | — | 2 / 13 |
| PS-8 | Personnel Sanctions | — | 2 / 13 |
| PS-9 | Position Descriptions | 角色与职责 | 9 / 13 |
| PT PII Processing and Transparency · 8 | |||
| PT-1 | Policy and Procedures | — | 2 / 13 |
| PT-2 | Authority to Process Personally Identifiable Information | — | 无 |
| PT-3 | Personally Identifiable Information Processing Purposes | — | 1 / 13 |
| PT-4 | Consent | — | 无 |
| PT-5 | Privacy Notice | — | 无 |
| PT-6 | System of Records Notice | — | 无 |
| PT-7 | Specific Categories of Personally Identifiable Information | — | 1 / 13 |
| PT-8 | Computer Matching Requirements | — | 无 |
| RA Risk Assessment · 9 | |||
| RA-1 | Policy and Procedures | — | 2 / 13 |
| RA-2 | Security Categorization | 数据分类 | 10 / 13 |
| RA-3 | Risk Assessment | 风险评估 | 10 / 13 |
| RA-5 | Vulnerability Monitoring and Scanning | 漏洞管理 | 13 / 13 |
| RA-6 | Technical Surveillance Countermeasures Survey | — | 无 |
| RA-7 | Risk Response | 风险管理, 风险评估 | 10 / 13 |
| RA-8 | Privacy Impact Assessments | — | |
| RA-9 | Criticality Analysis | 业务环境 | 5 / 13 |
| RA-10 | Threat Hunting | — | 1 / 13 |
| SA System and Services Acquisition · 17 | |||
| SA-1 | Policy and Procedures | — | 2 / 13 |
| SA-2 | Allocation of Resources | — | 无 |
| SA-3 | System Development Life Cycle | 安全开发 | 8 / 13 |
| SA-4 | Acquisition Process | 供应商风险管理 | 10 / 13 |
| SA-5 | System Documentation | — | 1 / 13 |
| SA-8 | Security and Privacy Engineering Principles | 安全开发 | 8 / 13 |
| SA-9 | External System Services | 云安全, 供应商风险管理 | 12 / 13 |
| SA-10 | Developer Configuration Management | — | 1 / 13 |
| SA-11 | Developer Testing and Evaluation | 安全开发 | 8 / 13 |
| SA-15 | Development Process, Standards, and Tools | 安全开发 | 8 / 13 |
| SA-16 | Developer-provided Training | — | 无 |
| SA-17 | Developer Security and Privacy Architecture and Design | — | 1 / 13 |
| SA-20 | Customized Development of Critical Components | — | 无 |
| SA-21 | Developer Screening | — | 1 / 13 |
| SA-22 | Unsupported System Components | — | |
| SA-23 | Specialization | — | 无 |
| SA-24 | Design For Cyber Resiliency | — | |
| SC System and Communications Protection · 47 | |||
| SC-1 | Policy and Procedures | — | 2 / 13 |
| SC-2 | Separation of System and User Functionality | — | 1 / 13 |
| SC-3 | Security Function Isolation | — | |
| SC-4 | Information in Shared System Resources | — | 1 / 13 |
| SC-5 | Denial-of-service Protection | API 安全 | 4 / 13 |
| SC-6 | Resource Availability | — | |
| SC-7 | Boundary Protection | 防火墙 / 网络分段, Web 安全, WAF | 9 / 13 |
| SC-8 | Transmission Confidentiality and Integrity | 加密, 数据保护 | 11 / 13 |
| SC-10 | Network Disconnect | — | 2 / 13 |
| SC-11 | Trusted Path | — | |
| SC-12 | Cryptographic Key Establishment and Management | 加密 | 10 / 13 |
| SC-13 | Cryptographic Protection | 加密 | 10 / 13 |
| SC-15 | Collaborative Computing Devices and Applications | — | 2 / 13 |
| SC-16 | Transmission of Security and Privacy Attributes | — | |
| SC-17 | Public Key Infrastructure Certificates | — | 1 / 13 |
| SC-18 | Mobile Code | — | 1 / 13 |
| SC-20 | Secure Name/Address Resolution Service (Authoritative Source) | DNS 安全 | 3 / 13 |
| SC-21 | Secure Name/Address Resolution Service (Recursive or Caching Resolver) | DNS 安全 | 3 / 13 |
| SC-22 | Architecture and Provisioning for Name/Address Resolution Service | DNS 安全 | 3 / 13 |
| SC-23 | Session Authenticity | — | 1 / 13 |
| SC-24 | Fail in Known State | — | |
| SC-25 | Thin Nodes | — | 无 |
| SC-26 | Decoys | — | 无 |
| SC-27 | Platform-independent Applications | — | 无 |
| SC-28 | Protection of Information at Rest | 加密, 数据保护 | 11 / 13 |
| SC-29 | Heterogeneity | — | 无 |
| SC-30 | Concealment and Misdirection | — | 无 |
| SC-31 | Covert Channel Analysis | — | 无 |
| SC-32 | System Partitioning | — | |
| SC-34 | Non-modifiable Executable Programs | — | |
| SC-35 | External Malicious Code Identification | — | |
| SC-36 | Distributed Processing and Storage | — | |
| SC-37 | Out-of-band Channels | — | 无 |
| SC-38 | Operations Security | — | 无 |
| SC-39 | Process Isolation | — | |
| SC-40 | Wireless Link Protection | — | |
| SC-41 | Port and I/O Device Access | — | 无 |
| SC-42 | Sensor Capability and Data | — | 无 |
| SC-43 | Usage Restrictions | — | |
| SC-44 | Detonation Chambers | — | 无 |
| SC-45 | System Time Synchronization | — | 1 / 13 |
| SC-46 | Cross Domain Policy Enforcement | — | 无 |
| SC-47 | Alternate Communications Paths | — | 无 |
| SC-48 | Sensor Relocation | — | 无 |
| SC-49 | Hardware-enforced Separation and Policy Enforcement | — | |
| SC-50 | Software-enforced Separation and Policy Enforcement | — | 无 |
| SC-51 | Hardware-based Protection | — | |
| SI System and Information Integrity · 22 | |||
| SI-1 | Policy and Procedures | — | 2 / 13 |
| SI-2 | Flaw Remediation | 补丁管理 | 10 / 13 |
| SI-3 | Malicious Code Protection | 终端防护, 邮件安全 | 10 / 13 |
| SI-4 | System Monitoring | 终端防护, 持续监控, 入侵检测, 异常检测 | 12 / 13 |
| SI-5 | Security Alerts, Advisories, and Directives | 威胁情报 | 6 / 13 |
| SI-6 | Security and Privacy Function Verification | — | 无 |
| SI-7 | Software, Firmware, and Information Integrity | 数据保护 | 11 / 13 |
| SI-8 | Spam Protection | 邮件安全 | 8 / 13 |
| SI-10 | Information Input Validation | Web 安全, API 安全 | 6 / 13 |
| SI-11 | Error Handling | — | 无 |
| SI-12 | Information Management and Retention | — | 1 / 13 |
| SI-13 | Predictable Failure Prevention | — | |
| SI-14 | Non-persistence | — | 无 |
| SI-15 | Information Output Filtering | — | 无 |
| SI-16 | Memory Protection | — | |
| SI-17 | Fail-safe Procedures | — | 无 |
| SI-18 | Personally Identifiable Information Quality Operations | — | |
| SI-19 | De-identification | — | 1 / 13 |
| SI-20 | Tainting | — | 1 / 13 |
| SI-21 | Information Refresh | — | 1 / 13 |
| SI-22 | Information Diversity | — | 无 |
| SI-23 | Information Fragmentation | — | 无 |
| SR Supply Chain Risk Management · 12 | |||
| SR-1 | Policy and Procedures | — | 2 / 13 |
| SR-2 | Supply Chain Risk Management Plan | 供应链风险 | 9 / 13 |
| SR-3 | Supply Chain Controls and Processes | 供应链风险 | 9 / 13 |
| SR-4 | Provenance | — | 1 / 13 |
| SR-5 | Acquisition Strategies, Tools, and Methods | — | 1 / 13 |
| SR-6 | Supplier Assessments and Reviews | 供应商风险管理 | 11 / 13 |
| SR-7 | Supply Chain Operations Security | — | 1 / 13 |
| SR-8 | Notification Agreements | — | |
| SR-9 | Tamper Resistance and Detection | — | 无 |
| SR-10 | Inspection of Systems or Components | — | |
| SR-11 | Component Authenticity | 供应链风险 | 9 / 13 |
| SR-12 | Component Disposal | — | |
主题覆盖情况
已映射 800-53 要求的主题（50）：